DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cassidy Steck

Peak Asset Management, LLCindependent RIALouisville, CoIA-onlyIAPD 6669322
Feed of 09/14/2026
Also filed as Cassidy D Steck
At current firm
1 y
since Aug 20, 2025
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Professional profile
what the firm itself publishes, with the page it was read from
Title
Associate Advisorreportedpeakam.comfirm site, Sep 15, 2026
Professional profile
peakam.com/team-member/cassidy-steckreportedpeakam.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Cassidy Steck left Pathstone for Peak Asset Management, Llc (registered 2025-08-20)
    Feb 20, 2025 · Advisor changed firm · fact
  • Cassidy Steck left Crestone Asset Management Llc for Pathstone (registered 2024-04-18)
    Apr 12, 2024 · Advisor changed firm · fact
  • Cassidy Steck left Higgins & Schmidt Wealth Strategies Llc for Crestone Asset Management Llc (registered 2023-06-20)
    Apr 19, 2023 · Advisor changed firm · fact
  • Cassidy Steck left Rockefeller Capital Management for Higgins & Schmidt Wealth Strategies Llc (registered 2022-09-02)
    Aug 15, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Independent wealth managerderived
Years in industry
14derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address