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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

SILTSTONE CAPITAL, LLC

CRD 305786

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5489da79-4086-223d-06dc-0a737decacc8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 2
Observed: Feb 4, 2020 to Mar 23, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Siltstone Capital, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Siltstone Capital, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $77.0MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 7Schedule D 7.B(1)
Custody, client assets: $77.0M
SEC number: 801-118173
CRD: 305786
Filings on the tape: 14
First filed: Feb 4, 2020
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, TX

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SILTSTONE CAPITAL FUND II, LP	Private Equity Fund	$153M	Oct 25, 2024	37	Mar 29, 2024	reported	n/a
SILTSTONE CAPITAL FUND, LP	Private Equity Fund	$77.7M	Oct 25, 2024	27	Mar 29, 2024	reported	021-1574909
SILTSTONE CAPITAL FUND II-C, LP	Private Equity Fund	$25.2M	Oct 25, 2024	7	Mar 29, 2024	reported	n/a
CLEAN ROYALTIES HOLDINGS, LLC	Other Private Fund	$20.8M	Oct 25, 2024	32	Oct 25, 2024	reported	n/a
SILTSTONE CAPITAL LITIGATION FUND, LP	Private Equity Fund	$18.5M	Oct 25, 2024	13	Mar 31, 2021	reported	021-383982
SILTSTONE CAPITAL LITIGATION FUND II, LP	Private Equity Fund	$14.9M	Oct 25, 2024	21	Mar 29, 2024	reported	n/a
SC LITIGATION SPV, LP	Private Equity Fund	$8.0M	Oct 25, 2024	10	Mar 30, 2022	reported	021-383982

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAO, CECILE, KIM	CHIEF OPERATING OFFICER	Na	yes	07/2014	Feb 4, 2020	Oct 25, 2024
LE, ROBERT, (NMN)	MANAGING MEMBER	D	yes	08/2012	Feb 4, 2020	Oct 25, 2024
ROTHCHILD, MATTHEW, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Mar 29, 2024	Oct 25, 2024
SANGER, JOSHUA, HAMPTON	MANAGING MEMBER	C	yes	08/2012	Feb 4, 2020	Oct 25, 2024
SILTSTONE HOLDINGS LLC	SOLE MEMBER	E	yes	08/2012	Feb 4, 2020	Oct 25, 2024
TA, KIM, DO	CHIEF FINANCIAL OFFICER	Na	yes	11/2018	Feb 4, 2020	Oct 25, 2024
WALIA, MANMEET, SINGH	MANAGING PARTNER AND GENERAL COUNSEL	Na	yes	03/2016	Feb 4, 2020	Oct 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SILTSTONE CAPITAL GP II-C, LP	n/a	n/a	n/a	N	yes	n/a
SILTSTONE CAPITAL GP II, LP	n/a	n/a	n/a	N	yes	n/a
SILTSTONE CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a
SILTSTONE CAPITAL LITIGATION GP II, LP	n/a	n/a	n/a	N	no	n/a
SILTSTONE CAPITAL LITIGATION GP, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$77.0M	$77.0M	19	8	0	7	n/a
2024	Mar 28, 2025	$332M	$332M	13	8	0	7	n/a
2023	Mar 29, 2024	$297M	$297M	16	10	0	5	$264M
2022	Mar 31, 2023	$284M	$284M	13	10	1	1	$8.0M
2021	Mar 30, 2022	$294M	$294M	15	10	1	1	$8.0M
2020	Mar 31, 2021	$303M	$303M	15	15	1	1	$19.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$77.0M	$332M	-76.8%	$284M	-35.3%	19	13	0	0

Relationships

Advises (7)

→ SILTSTONE CAPITAL FUND II, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ SC LITIGATION SPV, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ SILTSTONE CAPITAL FUND II-C, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ CLEAN ROYALTIES HOLDINGS, LLCPrivate fundOther Private Fund, IA
Oct 25, 2024 to presentfactForm ADV
→ SILTSTONE CAPITAL LITIGATION FUND, LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ SILTSTONE CAPITAL LITIGATION FUND II, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ SILTSTONE CAPITAL FUND, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV

Controls (7)

← SANGER, JOSHUA, HAMPTONOwnerMANAGING MEMBER, ownership code C, individual
Feb 4, 2020 to Oct 25, 2024factForm ADV
← CAO, CECILE, KIMOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 4, 2020 to Oct 25, 2024factForm ADV
← LE, ROBERT, (NMN)OwnerMANAGING MEMBER, ownership code D, individual
Feb 4, 2020 to Oct 25, 2024factForm ADV
← ROTHCHILD, MATTHEW, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2024 to Oct 25, 2024factForm ADV
← WALIA, MANMEET, SINGHOwnerMANAGING PARTNER AND GENERAL COUNSEL, ownership code NA, individual
Feb 4, 2020 to Oct 25, 2024factForm ADV
← TA, KIM, DOOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 4, 2020 to Oct 25, 2024factForm ADV
← SILTSTONE HOLDINGS LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Feb 4, 2020 to Oct 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 23, 2026
Regulatory AUM changed
Siltstone Capital, Llc reported RAUM $77.0M, down 76% from $326.5M (2025-08-28 to 2026-03-23)
Form ADVobserved 5 days ago
$-249M
Occurred
Mar 29, 2024
Control person joined
David Matthew Rothchild (Chief Compliance Officer) appeared on Schedule A of Siltstone Capital, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Siltstone Capital, Llc reported RAUM $302.5M, down 30% from $432.8M (2020-02-04 to 2021-03-31)
Form ADVobserved 5 days ago
$-130M
Occurred
Feb 4, 2020
First Form ADV filing
Siltstone Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jul 1, 2026
Siltstone Capital, Llc no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $77.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5489da79-4086-223d-06dc-0a737decacc8
First observed: Feb 4, 2020
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SILTSTONE CAPITAL, LLC

CRD 305786

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5489da79-4086-223d-06dc-0a737decacc8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SILTSTONE CAPITAL FUND II, LP

Private Equity Fund

$153M

Oct 25, 2024

Mar 29, 2024

reported

n/a

SILTSTONE CAPITAL FUND, LP

Private Equity Fund

$77.7M

Oct 25, 2024

Mar 29, 2024

reported

021-1574909

SILTSTONE CAPITAL FUND II-C, LP

Private Equity Fund

$25.2M

Oct 25, 2024

Mar 29, 2024

reported

n/a

CLEAN ROYALTIES HOLDINGS, LLC

Other Private Fund

$20.8M

Oct 25, 2024

reported

n/a

SILTSTONE CAPITAL LITIGATION FUND, LP

Private Equity Fund

$18.5M

Oct 25, 2024

Mar 31, 2021

reported

021-383982

SILTSTONE CAPITAL LITIGATION FUND II, LP

Private Equity Fund

$14.9M

Oct 25, 2024

Mar 29, 2024

reported

n/a

SC LITIGATION SPV, LP

Private Equity Fund

$8.0M

Oct 25, 2024

Mar 30, 2022

reported

021-383982

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAO, CECILE, KIM

CHIEF OPERATING OFFICER

yes

07/2014

Feb 4, 2020

Oct 25, 2024

LE, ROBERT, (NMN)

MANAGING MEMBER

yes

08/2012

Feb 4, 2020

Oct 25, 2024

ROTHCHILD, MATTHEW, DAVID

CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 29, 2024

Oct 25, 2024

SANGER, JOSHUA, HAMPTON

MANAGING MEMBER

yes

08/2012

Feb 4, 2020

Oct 25, 2024

SILTSTONE HOLDINGS LLC

SOLE MEMBER

yes

08/2012

Feb 4, 2020

Oct 25, 2024

TA, KIM, DO

CHIEF FINANCIAL OFFICER

yes

11/2018

Feb 4, 2020

Oct 25, 2024

WALIA, MANMEET, SINGH

MANAGING PARTNER AND GENERAL COUNSEL

yes

03/2016

Feb 4, 2020

Oct 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SILTSTONE CAPITAL GP II-C, LP

n/a

yes

n/a

SILTSTONE CAPITAL GP II, LP

n/a

yes

n/a

SILTSTONE CAPITAL GP, LLC

n/a

yes

n/a

SILTSTONE CAPITAL LITIGATION GP II, LP

n/a

SILTSTONE CAPITAL LITIGATION GP, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$77.0M

n/a

2024

Mar 28, 2025

$332M

n/a

2023

Mar 29, 2024

$297M

$264M

2022

Mar 31, 2023

$284M

$8.0M

2021

Mar 30, 2022

$294M

$8.0M

2020

Mar 31, 2021

$303M

$19.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$77.0M

$332M

-76.8%

$284M

-35.3%