DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
S•••••••• C••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Feb 4, 2020 · 14 filings
SEC status approved since Mar 5, 2020
RAUM
$77.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$77.0M as of Mar 23, 2026
Mar 31, 2021$303M then
HNW client RAUM: $10.8M
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 31, 20210 then
Employees (5.A)19 as of Mar 23, 2026
Mar 31, 202115 then
Private funds7 as of Mar 23, 2026
Mar 31, 20211 then
RAUM -77% over the last fiscal year-35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $77.0M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$77.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.0M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• F••• I•• L• | Private Equity Fund | $153M | 37 | Mar 29, 2024 |
| S•••••••• C•••••• F•••• L• | Private Equity Fund | $77.7M | 27 | Mar 29, 2024 |
| S•••••••• C•••••• F••• I•••• L• | Private Equity Fund | $25.2M | 7 | Mar 29, 2024 |
| C•••• R•••••••• H•••••••• L•• | Other Private Fund | $20.8M | 32 | Oct 25, 2024 |
| S•••••••• C•••••• L••••••••• F•••• L• | Private Equity Fund | $18.5M | 13 | Mar 31, 2021 |
| S•••••••• C•••••• L••••••••• F••• I•• L• | Private Equity Fund | $14.9M | 21 | Mar 29, 2024 |
| S• L••••••••• S••• L• | Private Equity Fund | $8.0M | 10 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••• C•••••• K•• · Chief Operating Officercontrolsince 07/2014 · owns less than 5%
- R••••••••• M••••••• D•••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- T•• K••• D• · Chief Financial Officercontrolsince 11/2018 · owns less than 5%
- W••••• M••••••• S•••• · Managing Partner And General Counselcontrolsince 03/2016 · owns less than 5%
- L•• R•••••• •••• · Managing Membercontrolsince 08/2012 · owns 50% to 75% of S•••••••• H••••••• L••
- S•••••• J•••••• H•••••• · Managing Membercontrolsince 08/2012 · owns 25% to 50% of S•••••••• H••••••• L••
Entity owners
- S•••••••• H••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•••••••• C•••••• G• I•••• L•pooled vehicle sponsorn
- S•••••••• C•••••• G• I•• L•pooled vehicle sponsorn
- S•••••••• C•••••• G•• L••pooled vehicle sponsorn
- S•••••••• C•••••• L••••••••• G• I•• L•pooled vehicle sponsorn
- S•••••••• C•••••• L••••••••• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $326M to $77.0MAug 28, 2025 to Mar 23, 2026
- Employees · 13 to 19Aug 28, 2025 to Mar 23, 2026
- Discretionary RAUM · $326M to $77.0MAug 28, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $326M to $77.0MAug 28, 2025 to Mar 23, 2026
- RAUM · $326M to $77.0MAug 28, 2025 to Mar 23, 2026
- Custody of client assets · false to trueJul 23, 2025 to Aug 28, 2025
- Accounts · 5 to 7Mar 28, 2025 to Jul 23, 2025
- Pooled vehicle clients · 6 to 7Mar 28, 2025 to Jul 23, 2025
- Assets in custody · $0 to $326MMar 28, 2025 to Jul 23, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 23, 2025
- Discretionary RAUM · $332M to $326MMar 28, 2025 to Jul 23, 2025
- Pooled vehicle RAUM · $332M to $326MMar 28, 2025 to Jul 23, 2025
- RAUM · $332M to $326MMar 28, 2025 to Jul 23, 2025
- Advisory employees · 10 to 8Oct 25, 2024 to Mar 28, 2025
- Employees · 16 to 13Oct 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $297M to $332MOct 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $297M to $332MOct 25, 2024 to Mar 28, 2025
- RAUM · $297M to $332MOct 25, 2024 to Mar 28, 2025
- Private funds · 6 to 7Apr 10, 2024 to Oct 25, 2024
- Pooled vehicle clients · 5 to 6Mar 29, 2024 to Apr 2, 2024
- Private funds · 5 to 6Mar 29, 2024 to Apr 2, 2024
- Accounts · 4 to 5Mar 31, 2023 to Mar 29, 2024
- HNW clients · 39.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pension plan clients · 2.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 23 to 5Mar 31, 2023 to Mar 29, 2024
- Employees · 13 to 16Mar 31, 2023 to Mar 29, 2024
- Other offices · 1 to 0Mar 31, 2023 to Mar 29, 2024
- Private funds · 1 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $284M to $297MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · 10775911.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pension RAUM · 6237083.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $202M to $297MMar 31, 2023 to Mar 29, 2024
- RAUM · $284M to $297MMar 31, 2023 to Mar 29, 2024
- Accounts · 6 to 4Mar 30, 2022 to Mar 31, 2023
- HNW clients · unset to 39.0Mar 30, 2022 to Mar 31, 2023
- Pension plan clients · unset to 2.0Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 23Mar 30, 2022 to Mar 31, 2023
- Custody of client assets · true to falseMar 30, 2022 to Mar 31, 2023
- Employees · 15 to 13Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $294M to $284MMar 30, 2022 to Mar 31, 2023
Signals
5 dated events
- S•••••••• C••••••• L•• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $77.0M)Jul 1, 2026 · Left the SEC roster · derived
- S•••••••• C••••••• L•• reported RAUM $77.0M, down 76% from $326.5M (2025-08-28 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- David Matthew Rothchild (Chief Compliance Officer) appeared on Schedule A of S•••••••• C••••••• L••Mar 29, 2024 · Control person joined · fact
- S•••••••• C••••••• L•• reported RAUM $302.5M, down 30% from $432.8M (2020-02-04 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/siltstone-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- siltstonecapital.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026