DFX Intelligence
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Reading the graph
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Advisor at W••••••••• A••••••• P••••••• L••
JUPITER, FL | WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Jun 4, 2024 | n/a | yes | JUPITER, FL|WEST CHESTER, PA | Current employment |
| I•••• F••• A•••••••• I••• | Independent wealth | Mar 6, 2024 | Mar 26, 2024 | no | Jupiter, FL|IRVINE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••• F••• A•••••••• I••• | W••••••••• A••••••• P••••••• L•• | Mar 26, 2024 | Jun 4, 2024 | 70 | Firm change | RIA to RIA |
| T••••••• | I•••• F••• A•••••••• I••• | Mar 2, 2023 | Mar 6, 2024 |
| T••••••• | Independent wealth | Jul 13, 2009 | Mar 2, 2023 | no | WINSTON SALEM, NC | Previous registration |
| W•• A•••••••• L• | Former SEC adviser | May 29, 2009 | Jun 5, 2009 | no | WINSTON SALEM, NC | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Sep 10, 2004 | Jul 6, 2009 | no | WINSTON-SALEM, NC | Previous registration |
| B•••• C•••••• A•••••••• L••• | n/a | Apr 30, 2002 | Dec 2, 2004 | no | HIGH POINT, NC | Previous registration |
| 370 |
| Firm change |
| RIA to RIA |
| N•• A•••••• S•••••••• L•• | W•• A•••••••• L• | Jul 6, 2009 | May 29, 2009 | -38 | Firm change after gap | Other |
| W•• A•••••••• L• | T••••••• | Jun 5, 2009 | Jul 13, 2009 | 38 | Firm change | Other |
| B•••• C•••••• A•••••••• L••• | N•• A•••••• S•••••••• L•• | Dec 2, 2004 | Sep 10, 2004 | -83 | Firm change after gap | Other |