DFX Intelligence

N••••• J••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

N••••• J••• S•••••••

Advisor at P•••••• E•••• W••••• A•••••••• I•••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:54916a5b-deb0-4a20-f6a4-36604c518ef8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• E•••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• E•••• W••••• A•••••••• I•••	Independent wealth	Jul 21, 2025	n/a	yes	Walnut Creek, CA	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Apr 17, 2019	Aug 22, 2025	no	ALAMEDA, CA\|TAMPA, FL\|Walnut Creek, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	P•••••• E•••• W••••• A•••••••• I•••	Aug 22, 2025	Jul 21, 2025	-32	Firm change after gap	Ibd to new firm
G••••• F•••••••• P•••••• C••••••• I•••	J• W• C••• A•••••••• I•••	Apr 23, 2019	Apr 17, 2019

Relationships

Registered with (3)

→ P•••••• E•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2019 to Aug 22, 2025factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2014 to Apr 23, 2019factForm ADV

Dated events

Occurred
Aug 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54916a5b-deb0-4a20-f6a4-36604c518ef8
First observed: Nov 18, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.