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A••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

A••• L•••••

Advisor at M••••••••• W••••• A•••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:549695ac-bb4b-0125-7a73-29045628fd42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 10, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• A•••••••• L••	Asset manager	Jun 29, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
M••••• S••••••	Wirehouse	Mar 22, 2016	Nov 22, 2022	no	El Segundo, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••••••• W••••• A•••••••• L••	Nov 22, 2022	Jun 29, 2023	219	Firm change	Wirehouse to RIA
R•• C•••••• M••••••• L••	M••••• S••••••	Apr 14, 2016	Mar 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:149777:CA:2016-04-06	Apr 14, 2016	Mar 22, 2016	EL SEGUNDO, CA	Firm change

Relationships

Registered with (6)

→ M••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 22, 2016 to Nov 22, 2022factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 27, 2009 to Apr 14, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Nov 22, 2022
Advisor changed firm
A••• L••••• left M••••• S•••••• for M••••••••• W••••• A•••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:549695ac-bb4b-0125-7a73-29045628fd42
First observed: Mar 6, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.