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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

MULHOLLAND WEALTH ADVISORS, LLC

CRD 282408

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d375e993-14d7-1850-98c1-00cc67d8e13b

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 11
On other graphs: 0
Observed: Dec 16, 2015 to Apr 1, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=16.0
Regulatory AUM: $612MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $612M
Private client RAUM: $6.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $204Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 39
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 141
Individual clients: 70
High net worth clients: 4
SEC number: 801-107079
CRD: 282408
Filings on the tape: 28
First filed: Dec 16, 2015
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, AZ
Website: mulhollandwa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Leslie Lynette Davis Schoenhofer	n/a	Overland Park, KS	3	18	3	no
ALDO LOZANO	n/a	SCOTTSDALE, AZ	3	31	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEUNG, MICHAEL, TZE-CHUN	PORTFOLIO MANAGER	Na	yes	11/2017	May 24, 2019	Mar 29, 2024
DUFF, RICHARD, MUSSER	President	Na	yes	03/2015	Sep 18, 2018	Mar 29, 2024
GARDEN STATE INVESTMENT HOLDINGS, LLC	Owner	C	yes	01/2018	Mar 8, 2016	Mar 29, 2024
MESSINGER, MICHAEL, TODD	CHIEF EXECUTIVE OFFICER	Na	yes	12/2015	Dec 16, 2015	Mar 29, 2024
MULHOLLAND HOLDCO LLC	Owner	E	yes	01/2023	Apr 5, 2023	Mar 29, 2024
MYSTIC PINES INVESTMENT HOLDINGS, LLC	Owner	C	yes	01/2018	Mar 8, 2016	Mar 29, 2024
YUNG, JOHN, CHI WAI	CHIEF COMPLIANCE OFFICER	Na	no	05/2018	Aug 15, 2018	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
REDWOOD INVESTMENT MANAGEMENT, LLC.	n/a	Asset manager	$2.5B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$612M	$612M	39	5	0	n/a	n/a
2024	Mar 31, 2025	$543M	$543M	31	6	0	n/a	n/a
2023	Mar 29, 2024	$430M	$430M	32	6	0	n/a	n/a
2022	Mar 31, 2023	$316M	$316M	31	8	0	n/a	n/a
2021	Mar 31, 2022	$310M	$310M	27	7	1	n/a	n/a
2020	Mar 29, 2021	$165M	$165M	27	5	1	n/a	n/a
2019	Mar 30, 2020	$154M	$154M	16	5	1	n/a	n/a
2018	Mar 29, 2019	$129M	$129M	14	5	1	n/a	n/a
2017	Mar 23, 2018	$106M	$106M	2	2	1	n/a	n/a
2016	Mar 24, 2017	$72.6M	$72.6M	2	2	n/a	n/a	n/a
2015	Mar 8, 2016	$0	$0	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	133.3%	0	4	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$612M	$543M	12.6%	$316M	24.6%	39	31	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SEQUINOX WEALTH MANAGEMENT, LLC	4	Jul 17, 2026	Jun 5, 2025	JOHNSTOWN, PA	Firm absorbed	Other	57.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J. W. COLE ADVISORS, INC.	2	Dec 22, 2020	Dec 18, 2020	TAMPA, FL	Team lift out	Other	0.7%

Relationships

Affiliated with (2)

→ REDWOOD INVESTMENT MANAGEMENT, LLC.Registered adviserother investment adviser, control, common control
factForm ADV
← REDWOOD INVESTMENT MANAGEMENT, LLC.Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (9)

← ALDO LOZANOAdvisorregistration: current employment
Jun 29, 2023 to presentfactForm ADV
← Leslie Lynette Davis SchoenhoferAdvisorregistration: current employment
May 25, 2023 to presentfactForm ADV
← MICHAEL TODD MESSINGERAdvisorregistration: current employment
Apr 26, 2017 to presentfactForm ADV
← DONALD WAYNE LAMISONAdvisorregistration: previous registration
Apr 28, 2022 to Jul 17, 2026factForm ADV
← JOSEPH DANIEL WIRBICKAdvisorregistration: previous registration
Dec 17, 2020 to Jul 17, 2026factForm ADV
← Matthew J LeboAdvisorregistration: previous registration
Dec 18, 2020 to Jul 17, 2026factForm ADV
← Teressa Dawn BeardAdvisorregistration: previous registration
Dec 18, 2020 to Jul 17, 2026factForm ADV
← DANIEL JOSEPH SHEARMANAdvisorregistration: previous registration
Jun 1, 2023 to Aug 24, 2023factForm ADV
← Shannon M GallopAdvisorregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV

Moved with (1)

→ SEQUINOX WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Jul 17, 2026 to Jun 5, 2025factForm ADV

Owns (1)

← YUNG, JOHN, CHI WAIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 15, 2018 to Mar 29, 2024factForm ADV

Controls (6)

← DUFF, RICHARD, MUSSEROwnerPRESIDENT, ownership code NA, individual
Sep 18, 2018 to Mar 29, 2024factForm ADV
← MESSINGER, MICHAEL, TODDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 16, 2015 to Mar 29, 2024factForm ADV
← CHEUNG, MICHAEL, TZE-CHUNOwnerPORTFOLIO MANAGER, ownership code NA, individual
May 24, 2019 to Mar 29, 2024factForm ADV
← GARDEN STATE INVESTMENT HOLDINGS, LLCOwnerOWNER, ownership code C, domestic entity
Mar 8, 2016 to Mar 29, 2024factForm ADV
← MULHOLLAND HOLDCO LLCOwnerOWNER, ownership code E, domestic entity
Apr 5, 2023 to Mar 29, 2024factForm ADV
← MYSTIC PINES INVESTMENT HOLDINGS, LLCOwnerOWNER, ownership code C, domestic entity
Mar 8, 2016 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jul 17, 2026
Firm absorbed
Mulholland Wealth Advisors, LLC's advisors moved to Sequinox Wealth Management, LLC (Johnstown, PA): 4 of 7 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Jul 17, 2026
Advisor changed firm
Donald Wayne Lamison left Mulholland Wealth Advisors, Llc for Sequinox Wealth Management, Llc (registered 2025-06-05)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2026
Advisor changed firm
Teressa Dawn Beard left Mulholland Wealth Advisors, Llc for Sequinox Wealth Management, Llc (registered 2025-06-04)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2026
Advisor changed firm
Matthew J Lebo left Mulholland Wealth Advisors, Llc for Sequinox Wealth Management, Llc (registered 2025-06-04)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2026
Advisor changed firm
Joseph Daniel Wirbick left Mulholland Wealth Advisors, Llc for Sequinox Wealth Management, Llc (registered 2025-06-04)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Mulholland Wealth Advisors, Llc reported RAUM $543.2M, up 26% from $430.5M (2024-03-29 to 2025-03-31)
Form ADVobserved 5 days ago
$113M
Occurred
Mar 29, 2024
Regulatory AUM changed
Mulholland Wealth Advisors, Llc reported RAUM $430.5M, up 36% from $316.4M (2024-02-23 to 2024-03-29)
Form ADVobserved 5 days ago
$114M
Occurred
Aug 24, 2023
Advisor changed firm
Daniel Joseph Shearman left Mulholland Wealth Advisors, Llc for Edelman Financial Engines (registered 2023-09-18)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Mulholland Wealth Advisors, Llc reported RAUM $310.4M, up 88% from $164.8M (2021-03-29 to 2022-03-31)
Form ADVobserved 5 days ago
$146M
Occurred
May 24, 2019
Control person joined
Michael Cheung (Portfolio Manager) appeared on Schedule A of Mulholland Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Dec 16, 2015
First Form ADV filing
Mulholland Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d375e993-14d7-1850-98c1-00cc67d8e13b
First observed: Dec 16, 2015
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MULHOLLAND WEALTH ADVISORS, LLC

CRD 282408

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d375e993-14d7-1850-98c1-00cc67d8e13b

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Leslie Lynette Davis Schoenhofer

n/a

Overland Park, KS

ALDO LOZANO

n/a

SCOTTSDALE, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEUNG, MICHAEL, TZE-CHUN

PORTFOLIO MANAGER

yes

11/2017

May 24, 2019

Mar 29, 2024

DUFF, RICHARD, MUSSER

President

yes

03/2015

Sep 18, 2018

Mar 29, 2024

GARDEN STATE INVESTMENT HOLDINGS, LLC

Owner

yes

01/2018

Mar 8, 2016

Mar 29, 2024

MESSINGER, MICHAEL, TODD

CHIEF EXECUTIVE OFFICER

yes

12/2015

Dec 16, 2015

Mar 29, 2024

MULHOLLAND HOLDCO LLC

Owner

yes

01/2023

Apr 5, 2023

Mar 29, 2024

MYSTIC PINES INVESTMENT HOLDINGS, LLC

Owner

yes

01/2018

Mar 8, 2016

Mar 29, 2024

YUNG, JOHN, CHI WAI

CHIEF COMPLIANCE OFFICER

05/2018

Aug 15, 2018

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

REDWOOD INVESTMENT MANAGEMENT, LLC.

n/a

Asset manager

$2.5B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$612M

n/a

2024

Mar 31, 2025

$543M

n/a

2023

Mar 29, 2024

$430M

n/a

2022

Mar 31, 2023

$316M

n/a

2021

Mar 31, 2022

$310M

n/a

2020

Mar 29, 2021

$165M

n/a

2019

Mar 30, 2020

$154M

n/a

2018

Mar 29, 2019

$129M

n/a

2017

Mar 23, 2018

$106M

n/a

2016

Mar 24, 2017

$72.6M

n/a

2015

Mar 8, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

133.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$612M

$543M

12.6%

$316M

24.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SEQUINOX WEALTH MANAGEMENT, LLC

Jul 17, 2026

Jun 5, 2025

JOHNSTOWN, PA

Firm absorbed

Other

57.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J. W. COLE ADVISORS, INC.

Dec 22, 2020

Dec 18, 2020

TAMPA, FL

Team lift out

Other

0.7%