A•• N•• A••••

Advisor at T•••• C•••••• M•••••••••

Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• M•••••••••	Independent wealth	Apr 8, 2022	n/a	yes	Scottsdale, AZ	Current employment
T•••• C•••••• M••••••••• L••	Former SEC adviser	Nov 22, 2002	Jun 29, 2022	no	MODESTO, CA\|Laguna Niguel, CA\|Laguna Niguel, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• M••••••••• L••	T•••• C•••••• M•••••••••	Jun 29, 2022	Apr 8, 2022	-82	Channel change	RIA to RIA
C•••••• S••••• • C••• I•••	T•••• C•••••• M••••••••• L••	Sep 19, 2002	Nov 22, 2002

Team moves

••• Locked

Team	Left	Joined	From	Kind
123568:319447:CA:2022-06-29	Jun 29, 2022	Apr 8, 2022	LAGUNA NIGUEL, CA	Firm change after gap

Relationships

Registered with (3)

→ T•••• C•••••• M•••••••••Registered adviserregistration: current employment
Apr 8, 2022 to presentfactForm ADV
→ T•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 22, 2002 to Jun 29, 2022factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 19, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.