RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• N•• A••••
- T•••• C•••••• M••••••••• independent RIA currentsince Apr 8, 2022 · Scottsdale, Az
- T•••• C•••••• M••••••••• L•• formerNov 22, 2002 to Jun 29, 2022 · Modesto, Ca
- C•••••• S••••• • C••• I••• national BDJul 8, 1997 to Sep 19, 2002 · Modesto, Ca
- T•••• C•••••• M••••••••• L•• to T•••• C•••••• M•••••••••left Jun 29, 2022, registered Apr 8, 2022 (-82 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••• S••••• • C••• I••• to T•••• C•••••• M••••••••• L••left Sep 19, 2002, registered Nov 22, 2002 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address