DFX Intelligence

M••• M•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

M••• M•••• H•••••••

Advisor at O•••• W•••••• I•••

Chester, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54ae605c-4bb4-59ee-f339-1ec09684958c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 25, 2024	n/a	yes	Chester, NJ	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Sep 3, 2010	Dec 13, 2024	no	BEDMINSTER, NJ\|BEDMINSTER, NJ\|CHESTER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	O•••• W•••••• I•••	Dec 13, 2024	Nov 25, 2024	-18	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	I• A••••••• S•••••••• I•••	Sep 9, 2010	Sep 3, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
140190:23131:NJ:2024-12-13	Dec 13, 2024	Nov 25, 2024	CHESTER, NJ	Firm change

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 25, 2024 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 3, 2010 to Dec 13, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2009 to Sep 9, 2010factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

Occurred
Dec 13, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54ae605c-4bb4-59ee-f339-1ec09684958c
First observed: Sep 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.