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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ETHIC WEALTH ADVISORS LLC

CRD 305868

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54af1578-6135-db19-e141-40ac82c45770

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Nov 14, 2019 to Sep 9, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2020-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 19
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-117794
CRD: 305868
Filings on the tape: 12
First filed: Nov 14, 2019
Latest filed: Sep 9, 2020
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ethic	MANAGING MEMBER	E	yes	10/2019	Nov 18, 2019	Sep 9, 2020
MORSE, MATTHEW, S	CHIEF INVESTMENT OFFICER	Na	yes	01/2020	Jul 15, 2020	Sep 9, 2020
Nionakis, Dimitri, J	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	11/2019	Nov 14, 2019	Sep 9, 2020
OCONNELL, GREG	Director	Na	yes	03/2020	Jul 15, 2020	Sep 9, 2020
SULLIVAN, JOSEPH, PETER	Director	Na	yes	12/2019	Jul 15, 2020	Sep 9, 2020
Tayloe, Laura, Kline	Director	Na	yes	12/2019	Jul 15, 2020	Sep 9, 2020
TOYE, CHARLES, ANTHONY	SVP, STRATEGY AND CORPORATE DEVELOPMENT	Na	yes	11/2019	Nov 14, 2019	Sep 9, 2020
WHITE, MARC, ANTHONY	President	Na	yes	11/2019	Nov 14, 2019	Sep 9, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ETHIC BANK	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 23, 2020	$0	$0	4	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$0	n/a	n/a	n/a	n/a	19	n/a	0	n/a

Relationships

Controls (8)

← WHITE, MARC, ANTHONYOwnerPRESIDENT, ownership code NA, individual
Nov 14, 2019 to presentfactForm ADV
← OCONNELL, GREGOwnerDIRECTOR, ownership code NA, individual
Jul 15, 2020 to presentfactForm ADV
← SULLIVAN, JOSEPH, PETEROwnerDIRECTOR, ownership code NA, individual
Jul 15, 2020 to presentfactForm ADV
← TOYE, CHARLES, ANTHONYOwnerSVP, STRATEGY AND CORPORATE DEVELOPMENT, ownership code NA, individual
Nov 14, 2019 to presentfactForm ADV
← MORSE, MATTHEW, SOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 15, 2020 to presentfactForm ADV
← Nionakis, Dimitri, JOwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 14, 2019 to presentfactForm ADV
← Tayloe, Laura, KlineOwnerDIRECTOR, ownership code NA, individual
Jul 15, 2020 to presentfactForm ADV
← ETHICOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 18, 2019 to presentfactForm ADV

Registered with (5)

← Scott Michael SchwalbertAdvisorregistration: previous registration
Mar 9, 2020 to Sep 10, 2021factForm ADV
← Gregory M OConnellAdvisorregistration: previous registration
Jul 10, 2020 to Aug 20, 2021factForm ADV
← MATTHEW STEPHEN MORSEAdvisorregistration: previous registration
Feb 25, 2020 to Jun 3, 2021factForm ADV
← ANDREW CHRISTIAN IVENSAdvisorregistration: previous registration
Feb 21, 2020 to Apr 2, 2021factForm ADV
← William Alfred HaggardAdvisorregistration: previous registration
Feb 20, 2020 to Jul 6, 2020factForm ADV

Dated events

Occurred
Jul 15, 2020
Control person joined
Greg Oconnell (Director) appeared on Schedule A of Ethic Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jul 15, 2020
Control person joined
Peter Joseph Sullivan (Director) appeared on Schedule A of Ethic Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jul 15, 2020
Control person joined
Kline Laura Tayloe (Director) appeared on Schedule A of Ethic Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jul 15, 2020
Control person joined
S Matthew Morse (Chief Investment Officer) appeared on Schedule A of Ethic Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Nov 14, 2019
First Form ADV filing
Ethic Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54af1578-6135-db19-e141-40ac82c45770
First observed: Nov 14, 2019
Last observed: Sep 9, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ETHIC WEALTH ADVISORS LLC

CRD 305868

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54af1578-6135-db19-e141-40ac82c45770

Data as of Sep 9, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ethic

MANAGING MEMBER

yes

10/2019

Nov 18, 2019

Sep 9, 2020

MORSE, MATTHEW, S

CHIEF INVESTMENT OFFICER

yes

01/2020

Jul 15, 2020

Sep 9, 2020

Nionakis, Dimitri, J

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

11/2019

Nov 14, 2019

Sep 9, 2020

OCONNELL, GREG

Director

yes

03/2020

Jul 15, 2020

Sep 9, 2020

SULLIVAN, JOSEPH, PETER

Director

yes

12/2019

Jul 15, 2020

Sep 9, 2020

Tayloe, Laura, Kline

Director

yes

12/2019

Jul 15, 2020

Sep 9, 2020

TOYE, CHARLES, ANTHONY

SVP, STRATEGY AND CORPORATE DEVELOPMENT

yes

11/2019

Nov 14, 2019

Sep 9, 2020

WHITE, MARC, ANTHONY

President

yes

11/2019

Nov 14, 2019

Sep 9, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ETHIC BANK

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 23, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a