DFX Intelligence

M•••••• S•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

M•••••• S•••••• M••••

Advisor at G••••• • C••••••

WESTBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cdc0c65-1003-4252-61d2-039bb627f066

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 2
Observed: Jun 7, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• S• M••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

M•••••• S• M••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Jun 16, 2025	n/a	yes	WESTBOROUGH, MA	Current employment
H•••••• W••••• P•••••••	Former SEC adviser	Jun 18, 2024	Aug 20, 2025	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• P•••••••	G••••• • C••••••	Aug 20, 2025	Jun 16, 2025	-65	Firm change after gap	RIA to RIA
C•••••••• P•••••• L••	H•••••• W••••• P•••••••	Apr 9, 2024	Jun 18, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
330544:109420:MA:2025-08-20	Aug 20, 2025	Jun 16, 2025	BOSTON, MA	Firm change after gap

Relationships

Registered with (5)

→ G••••• • C••••••Registered adviserregistration: current employment
Jun 16, 2025 to presentfactForm ADV
→ H•••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 18, 2024 to Aug 20, 2025factForm ADV
→ C•••••••• P•••••• L••Registered adviserregistration: previous registration
Oct 25, 2021 to Apr 9, 2024factForm ADV
→ E•••• W••••• A••••••• L••

Dated events

Occurred
Aug 20, 2025
Advisor changed firm
M•••••• S•••••• M•••• left H•••••• W••••• P••••••• for G••••• • C•••••• (registered 2025-06-16)
Form ADVobserved 7 days ago
Occurred
Apr 9, 2024
Advisor changed firm
M•••••• S•••••• M•••• left C•••••••• P•••••• L•• for H•••••• W••••• P••••••• (registered 2024-06-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cdc0c65-1003-4252-61d2-039bb627f066
First observed: Jun 7, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.