DFX Intelligence

B•••• S••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

B•••• S••••• J•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Laurel, MD | Columbia , MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54b526cc-b306-0f9d-a4ae-104f01b3e286

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 31, 2025	n/a	yes	Laurel, MD\|Columbia , MD	Current employment
T•••••• P•••• F••••••••	I•••••••••_WEALTH	Jan 19, 2024	Nov 4, 2025	no	FREDERICK, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• P•••• F••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 4, 2025	Oct 31, 2025	-4	Firm change	RIA to ibd
R•••• I••••••••• A••••••• L••	T•••••• P•••• F••••••••	Jan 22, 2024	Jan 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
301282:134139:MD:2025-11-04	Nov 4, 2025	Oct 31, 2025	FREDERICK, MD	Firm change

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 31, 2025 to presentfactForm ADV
→ T•••••• P•••• F••••••••Registered adviserregistration: previous registration
Jan 19, 2024 to Nov 4, 2025factForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 21, 2019 to Jan 22, 2024factForm ADV
→ M••••••• I••••••••• N•••••• I•••

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54b526cc-b306-0f9d-a4ae-104f01b3e286
First observed: Jan 4, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.