DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian Stuart Jolles

Cambridge Investment Research Advisors, Inc.BD affiliatedLaurel, Md dual registrantIAPD 1244218

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

0 y

since Oct 31, 2025

In the industry

40 y

since Jan 1, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Oct 31, 2025 · Laurel, Md
Turning Point Financial independent RIA
Jan 19, 2024 to Nov 4, 2025 · Frederick, Md
Regal Investment Advisors LLC BD affiliated
Jun 21, 2019 to Jan 22, 2024 · Kentwood, Mi
Momentum Independent Network Inc. BD affiliated
Jan 29, 2019 to Jun 25, 2019 · Ellicott City, Md
Questar Asset Management, Inc. former
Mar 28, 2013 to Feb 1, 2019 · Minneapolis, Mn
LPL Financial LLC BD affiliated
Jan 4, 2007 to Apr 16, 2013 · Woodstock, Md

Moves

a registration end followed by a registration begin elsewhere

Turning Point Financial to Cambridge Investment Research Advisors, Inc.
left Nov 4, 2025, registered Oct 31, 2025 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
Regal Investment Advisors LLC to Turning Point Financial
left Jan 22, 2024, registered Jan 19, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Momentum Independent Network Inc. to Regal Investment Advisors LLC
left Jun 25, 2019, registered Jun 21, 2019 (-4 days) · Affiliated broker-dealer or bank to another
Questar Asset Management, Inc. to Momentum Independent Network Inc.
left Feb 1, 2019, registered Jan 29, 2019 (-3 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Questar Asset Management, Inc.
left Apr 16, 2013, registered Mar 28, 2013 (-19 days) · Other

Signals

Brian Stuart Jolles left Turning Point Financial for Cambridge Investment Research Advisors, Inc. (registered 2025-10-31)
Nov 4, 2025 · Advisor changed firm · fact
Brian Stuart Jolles left Regal Investment Advisors Llc for Turning Point Financial (registered 2024-01-19)
Jan 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address