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D•••• P•••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

D•••• P•••• I•••••

Advisor at E••••• J••••

ELMWOOD, LA

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Search this name across graphsid dfx:ria:54c3e96f-8055-c269-d61a-20d7def1c3a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jun 26, 2020	n/a	yes	ELMWOOD, LA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 19, 2013	Jun 25, 2020	no	NEW ORLEANS, LA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	E••••• J••••	Jun 25, 2020	Jun 26, 2020	1	Firm change	Ibd to ibd
E••••• J••••	A••••••••• F•••••••• S•••••••• L••	Feb 20, 2013

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Jan 19, 2007 to Feb 20, 2013factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 19, 2013 to Jun 25, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54c3e96f-8055-c269-d61a-20d7def1c3a6
First observed: Jan 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.