DFX Intelligence

W••••••• T••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant45 years in industry

W••••••• T••• O••••••

Advisor at E•••• I••••••••• P•••••••• L••

BERWYN, PA

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Search this name across graphsid dfx:ria:54cd92a9-f70a-d9f0-d394-accdece50955

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• I••••••••• P•••••••• L••	Independent wealth	Mar 28, 2012	n/a	yes	BERWYN, PA	Current employment
E•• F•••••••• A•••••••	Independent wealth	Apr 4, 2002	Apr 4, 2002	no	WEST CHESTER, PA\|BROOMALL, PA\|WAYNE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• W••••• M•••••••••	E•• F•••••••• A•••••••	Apr 3, 2012	Apr 4, 2002	-3,652	Firm change after gap	Other
E•• F•••••••• A•••••••	E•••• I••••••••• P•••••••• L••	Apr 4, 2002	Mar 28, 2012

Relationships

Registered with (3)

→ E•••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 28, 2012 to presentfactForm ADV
→ C•• W••••• M•••••••••Registered adviserregistration: previous registration
May 21, 2001 to Apr 3, 2012factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 4, 2002 to Apr 4, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54cd92a9-f70a-d9f0-d394-accdece50955
First observed: May 21, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.