RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••••• T••• O••••••
- E•••• I••••••••• P•••••••• L•• independent RIA currentsince Mar 28, 2012 · Berwyn, Pa
- E•• F•••••••• A••••••• independent RIAApr 4, 2002 to Apr 4, 2002 · West Chester, Pa
- C•• W••••• M••••••••• formerMay 21, 2001 to Apr 3, 2012 · Wayne, Pa
- C•• W••••• M••••••••• to E•• F•••••••• A•••••••left Apr 3, 2012, registered Apr 4, 2002 (-3652 days) · Other
- E•• F•••••••• A••••••• to E•••• I••••••••• P•••••••• L••left Apr 4, 2002, registered Mar 28, 2012 (3646 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address