D••••• S•••

Advisor at T•••••••• A••••••• G••••• I•••

LOUISVILLE, KY | GREENSBURG, PA

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Search this name across graphsid dfx:ria:54d36d89-1d4e-6b58-c561-ef3c9148ee5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Aug 1, 2025	n/a	yes	LOUISVILLE, KY\|GREENSBURG, PA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Aug 19, 2025	no	Columbus, OH\|LOUISVILLE, KY\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	T•••••••• A••••••• G••••• I•••	Aug 19, 2025	Aug 1, 2025	-18	Firm change	Ibd to ibd
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 29, 2023	Jun 29, 2023

Relationships

Registered with (8)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 1, 2015 to May 31, 2017factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Aug 19, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 23, 2021 to Jun 29, 2023factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Aug 19, 2025
A•••••• firm change
D••••• S••• left C••••• I••••••••• A••••••• L•• for T•••••••• A••••••• G••••• I••• (registered 2025-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54d36d89-1d4e-6b58-c561-ef3c9148ee5c
First observed: Feb 16, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.