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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Mar 21, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 18, 2020 | Mar 9, 2023 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|Chicago, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 24, 2019 | Nov 9, 2020 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | ROBERT W. BAIRD & CO. INCORPORATED | Mar 9, 2023 | Mar 21, 2023 | 12 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Nov 9, 2020 | Dec 18, 2020 | 39 | Firm change | Wirehouse to wirehouse |