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Advisor at TREEHOUSE WEALTH ADVISORS
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TREEHOUSE WEALTH ADVISORS | Independent wealth | Apr 11, 2018 | n/a | yes | WALNUT CREEK, CA | Current employment |
| SAN FRANCISCO SENTRY INVESTMENT GROUP | Former SEC adviser | Apr 21, 2011 | Apr 10, 2018 | no | SAN FRANCISCO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 3, 2002 | Apr 5, 2011 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAN FRANCISCO SENTRY INVESTMENT GROUP | TREEHOUSE WEALTH ADVISORS | Apr 10, 2018 | Apr 11, 2018 | 1 | Firm change | RIA to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SAN FRANCISCO SENTRY INVESTMENT GROUP | Apr 5, 2011 | Apr 21, 2011 | 16 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106257:292016:CA:2018-04-10 | Apr 10, 2018 | Apr 11, 2018 | SAN FRANCISCO, CA | Firm change |