DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• W••••• M•••••••••
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• W••••• M••••••••• | Independent wealth | Oct 13, 2025 | n/a | yes | London | Current employment |
| M•••••• F•••••••• L•• | n/a | Sep 1, 2021 | Dec 31, 2025 | no | WINSTON-SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• F•••••••• L•• | S•••• W••••• M••••••••• | Dec 31, 2025 | Oct 13, 2025 | -79 | Firm change after gap | Other |
| C••••••• | M•••••• F•••••••• L•• | Jun 13, 2017 | Sep 1, 2021 |
| C••••••• | Independent wealth | Mar 21, 2017 | Jun 13, 2017 | no | Pittsburgh, PA | Previous registration |
| C•••••••• L••• | Former SEC adviser | Feb 28, 2014 | Mar 21, 2017 | no | KNOXVILLE, TN|COPPELL, TX|Pittsburgh, PA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 22, 2010 | Sep 26, 2012 | no | KNOXVILLE, TN|COPPELL, TX | Previous registration |
| Firm change after gap |
| Other |
| C•••••••• L••• | C••••••• | Mar 21, 2017 | Mar 21, 2017 | 0 | Channel change | Other |
| L•• F•••••••• L•• | C•••••••• L••• | Sep 26, 2012 | Feb 28, 2014 | 520 | Firm change after gap | Other |