DFX Intelligence
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C••••••• GROUP, LLC, CRD 287600
COPPELL, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••• G•••• M•••••••• | n/a | Coppell, TX | 9 | 23 | 2 | yes |
| R•••••• D••• B••• | Certified Financial Planner | Coppell, TX | 9 | 18 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• S•••• M•••••• | CHIEF INVESTMENT OFFICER | Na | yes | 01/2025 | Jun 16, 2026 | Jun 16, 2026 |
| C•••••••• B••••• M•••••• | EXECUTIVE DIRECTOR | Na | yes | 01/2007 | Jun 16, 2026 | Jun 16, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••• M•••••• C••••••• | n/a | n/a | n/a | Y | no | n/a |
| C•••• L••• M•••••••• | n/a | n/a | n/a | Y | no | n/a |
| C•••••• G•••••• K••••• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Richardson | TX | United States | 4 | yes |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 23, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 5 | -3 | 41.7% | 2 | 0 | 0 | 2 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.9B | $1.7B | 11.5% | $1.7B | 4.2% | 22 | 24 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• L•• | 2 | May 24, 2018 | Jul 19, 2018 | RICHARDSON, TX | Team lift out | RIA to RIA | 100.0% |
| C•••••••• L••• | 5 | Mar 21, 2017 | Mar 29, 2017 |
| yes |
| B•••• M•••••• C••••••• | Certified Financial Planner | Coppell, TX | 9 | 39 | 2 | yes |
| E•••••••• B•••• A•••• | n/a | Coppell, TX | 9 | 17 | 2 | yes |
| S••• M•••••• A••••• | Certified Financial Planner | DALLAS, TX | Coppell, TX | 9 | 13 | 1 | no |
| B•••• M•••••• C••••••• | Certified Financial Planner | Coppell, TX | 9 | 13 | 1 | yes |
| K••••••• E••••• M••••• | Chartered Financial Consultant | Windsor, CO | COPPELL, TX | 5 | 13 | n/a | no |
| L••••• V••••••• K••• | n/a | COPPELL, TX | 5 | 13 | n/a | yes |
| C•••• L••• M•••••••• | n/a | COPPELL, TX | 5 | 14 | n/a | yes |
| D••••• A••• K•••••• | Certified Financial Planner | COPPELL, TX | 1 | 11 | n/a | yes |
| V••••••• A••••••••• | Certified Financial Planner | COPPELL, TX | 0 | 11 | 4 | no |
| J••••• R•••• | n/a | COPPELL, TX | 0 | 12 | n/a | no |
| R••••• T••••• B•••• S• C••••• | n/a | COPPELL, TX | 0 | 11 | 1 | no |
| MEMBER/MANAGER |
| E |
| yes |
| 02/2017 |
| Jun 16, 2026 |
| Jun 16, 2026 |
| M••••••••• L•••• G•••• | CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR | Na | yes | 01/2007 | Jun 16, 2026 | Jun 16, 2026 |
| C••• F•••••••• C••••••••• L••• | Partner | C | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| C••• F•••••••• H•••••••• L••• | Partner | D | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| C•••••• D••••••• • R••• F••• X••• L••• | Partner | D | yes | 08/2023 | Sep 28, 2023 | May 10, 2024 |
| F•••••••• F•• A••••••••• L•• | SHAREHOLDER CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| F•••••••• F•• I••••••••• H•••••••• L•• | Member | E | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| F•••••••• F•• P•••••• I••• | Member | E | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| F•••••••• F•• U••••••• H•••••••• L• | SHAREHOLDER CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| F•••••••• F•• U••••••• H•••••••• L• | Shareholder | E | yes | 08/2023 | Sep 27, 2023 | May 10, 2024 |
| F•••• F•••••••• P••••••• I••• | Member | E | yes | 07/2018 | Aug 23, 2018 | May 10, 2024 |
| F•••• F•••••••• P•••••••• L•• | Member | E | yes | 01/2007 | Feb 28, 2017 | May 10, 2024 |
| H••••••• R•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 03/2026 | Jun 16, 2026 | Jun 16, 2026 |
| W••••••• K••••• S••• | CHIEF COMPLIANCE OFFICER | Na | no | 10/2014 | Feb 28, 2017 | May 10, 2024 |
| n/a |
| Y |
| no |
| n/a |
| E•••• J••••• H••••• | n/a | n/a | n/a | Y | no | n/a |
| G•••••• B•••• A•••••• | n/a | n/a | n/a | Y | no | n/a |
| L••• G•••• M•••••••• | n/a | n/a | n/a | Y | no | n/a |
| L••• I•• L•• | n/a | n/a | n/a | N | yes | n/a |
| M•••••• W•••• B•••• | n/a | n/a | n/a | Y | no | n/a |
| R•••••• D••• B••• | n/a | n/a | n/a | Y | no | n/a |
| $1.9B |
| $1.9B |
| 22 |
| 14 |
| 3 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $1.7B | $1.7B | 24 | 16 | 3 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.9B | $1.8B | 24 | 17 | 2 | n/a | n/a |
| 2022 | Mar 21, 2023 | $1.7B | $1.4B | 20 | 16 | 2 | n/a | n/a |
| 2021 | Mar 28, 2022 | $1.6B | $1.4B | 21 | 15 | 2 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.3B | $1.1B | 18 | 11 | 1 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.2B | $902M | 17 | 13 | 1 | n/a | n/a |
| 2018 | Mar 19, 2019 | $1.1B | $804M | 19 | 16 | 1 | n/a | n/a |
| 2017 | Feb 9, 2018 | $657M | $390M | 14 | 12 | 0 | n/a | n/a |
| COPPELL, TX |
| Firm absorbed |
| Other |
| 83.3% |