DFX Intelligence

S•••••••• A••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

S•••••••• A••• T••••••

Advisor at G••••• G•••• W••••• P•••••••

ADA, MI

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Search this name across graphsid dfx:ria:55005402-f204-8fa0-dd8b-2d7d24cfd4a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• G•••• W••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• G•••• W••••• P•••••••	State registered	Dec 18, 2020	n/a	yes	ADA, MI	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jul 14, 2021	Feb 23, 2023	no	ADA, MI\|SARASOTA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Feb 23, 2023	n/a	n/a	Departure no registered destination	Departure
G•••• W••••• M••••••••• L••	G••••• G•••• W••••• P•••••••	Dec 21, 2020	Dec 18, 2020	-3

Relationships

Registered with (4)

→ G••••• G•••• W••••• P•••••••Registered adviserregistration: current employment
Dec 18, 2020 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 14, 2021 to Feb 23, 2023factForm ADV
→ G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 16, 2018 to Dec 21, 2020factForm ADV
→ G••••• S••••••••• I•••

Dated events

Occurred
Feb 23, 2023
Advisor departed, no destination yet
S•••••••• A••• T•••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55005402-f204-8fa0-dd8b-2d7d24cfd4a3
First observed: Sep 8, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.