RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• A••• T••••••
- G••••• G•••• W••••• P••••••• state registered currentsince Dec 18, 2020 · Ada, Mi
- O••••• I••••••••• A••••••• L•• independent RIAJul 14, 2021 to Feb 23, 2023 · Ada, Mi
- G•••• W••••• M••••••••• L•• independent RIAFeb 16, 2018 to Dec 21, 2020 · G•••• Rapids, Mi
- G••••• S••••••••• I••• formerSep 8, 2014 to Apr 12, 2017 · Southfield, Mi
- O••••• I••••••••• A••••••• L•• to no registered destinationleft Feb 23, 2023 · Departure, no registered destination
- G•••• W••••• M••••••••• L•• to G••••• G•••• W••••• P•••••••left Dec 21, 2020, registered Dec 18, 2020 (-3 days) · RIA to a state-registered adviser
- G••••• S••••••••• I••• to G•••• W••••• M••••••••• L••left Apr 12, 2017, registered Feb 16, 2018 (310 days) · Other
- S•••••••• A••• T•••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPDFeb 23, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address