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RIA / WealthAdvisorChartered Financial Consultant40 years in industry

JAMES WONG

Advisor at INSIGHT ADVISORS, LLC

Newtown, PA

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Search this name across graphsid dfx:ria:55055065-e363-ac09-e090-62385fcd961c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGHT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 18, 1986
First registration: Dec 16, 2005
Dual registered: no
IAPD individual key: 1478596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGHT ADVISORS, LLC	Independent wealth	May 2, 2018	n/a	yes	Newtown, PA	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 5, 2016	Mar 9, 2018	no	EATONTOWN, NJ\|FAIR HAVEN, NJ\|RED BANK, NJ\|LINCROFT, NJ\|RED BANK, NJ\|ABERDEEN, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 27, 2010	Aug 24, 2015	no	SHREWSBURY, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 27, 2010	Aug 24, 2015	no	Red Bank, NJ	Previous registration
MMA OF THE CAROLINAS LLC	n/a	Apr 19, 2007	Oct 21, 2008	no	KEANSBURG, NJ	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Dec 16, 2005	Dec 31, 2006	no	LINCROFT, NJ\|HOLMDEL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	INSIGHT ADVISORS, LLC	Mar 9, 2018	May 2, 2018	54	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 24, 2015	Jul 27, 2010	-1,854	Channel change	Other
TD AMERITRADE, INC.	PNC WEALTH MANAGEMENT	Aug 24, 2015	Feb 5, 2016	165	Firm change	Other
MMA OF THE CAROLINAS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 21, 2008	Jul 27, 2010	644	Firm change after gap	Other
WORLD ADVISORY SERVICES	MMA OF THE CAROLINAS LLC	Dec 31, 2006	Apr 19, 2007	109	Firm change	Other

Relationships

Registered with (6)

→ INSIGHT ADVISORS, LLCRegistered adviserregistration: current employment
May 2, 2018 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 5, 2016 to Mar 9, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 27, 2010 to Aug 24, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 27, 2010 to Aug 24, 2015factForm ADV
→ MMA OF THE CAROLINAS LLCRegistered adviserregistration: previous registration
Apr 19, 2007 to Oct 21, 2008factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 16, 2005 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.