DFX Intelligence

F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

F••••••••• L••

CRD 134351

ATLANTA, GA

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Search this name across graphsid dfx:ria:550af543-d5d5-8f32-3937-25584f63e3e7

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 8
On other graphs: 1
Observed: Mar 14, 2012 to Mar 24, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.03 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $350M
Private client RAUM: $143Mderived••• Locked
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• M•••• A•••••	CHIEF COMPLIANCE OFFICER, SENIOR CONSULTANT	Na	yes	02/2019	Feb 7, 2019	Mar 25, 2024
S••••• J••••• P•••••	MANAGING PRINCIPAL, SENIOR CONSULTANT	E	yes	12/2012	Mar 26, 2013	Mar 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Radnor	Pa	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$4.4B	12.0%	$3.4B	13.2%	10	11	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••••	4	Apr 5, 2019	May 2, 2019	ATLANTA, GA	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← K•••••• M•••• A•••••OwnerCHIEF COMPLIANCE OFFICER, SENIOR CONSULTANT, ownership code NA, individual
Feb 7, 2019 to Mar 25, 2024factForm ADV
← S••••• J••••• P•••••OwnerMANAGING PRINCIPAL, SENIOR CONSULTANT, ownership code E, individual
Mar 26, 2013 to Mar 25, 2024factForm ADV

Moved with (1)

→ C•••••••Registered adviser4 advisors, firm absorbed, same day
Apr 5, 2019 to May 2, 2019factForm ADV

Registered with (4)

Dated events

Occurred
Mar 25, 2024
Regulatory AUM changed
F••••••••• L•• reported RAUM $4.6B, up 36% from $3.4B (2023-10-06 to 2024-03-25)
Form ADVobserved 7 days ago
$1.2B
Occurred
Mar 18, 2021
Control person left
Weeks Harold Small (Partner) no longer on Schedule A of F••••••••• L•• (listed 2020-03-24, absent 2021-03-18)
Form ADVobserved 7 days ago
Occurred
Mar 24, 2020
Regulatory AUM changed
F••••••••• L•• reported RAUM $4.2B, down 72% from $15.2B (2019-12-18 to 2020-03-24)
Form ADVobserved 7 days ago
$-10.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:550af543-d5d5-8f32-3937-25584f63e3e7
First observed: Mar 14, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.