DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fiduciaryvest, LLC
Latest filing Mar 24, 2026
First filing on the tape Mar 14, 2012 · 28 filings
SEC status approved since Feb 17, 2005
RAUM
$4.9B
reported, Item 5.F
Discretionary
7.1%
of RAUM
Private clients
2.9%
$143M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$4.9B as of Mar 24, 2026
Mar 14, 2012$183M then
HNW client RAUM$143M as of Mar 24, 2026
Mar 29, 2018$7.5M then
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Mar 14, 20120 then
Employees (5.A)10 as of Mar 24, 2026
Mar 26, 201311 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $987MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.0MderivedHNW RAUM over HNW clients
- Average account
- $80.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 7.1%derivedof RAUM
- Institutional
- 93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$2.5B52%
- Pension and profit-sharing plans$1.7B36%
- State and municipal entities$275M5.8%
- High-net-worth individuals$143M3.0%
- Insurance companies$108M2.3%
- Corporations and businesses$40.4M0.8%
- Individual clients
- n/areported
- HNW clients
- 16reported
- Pension plan clients
- 5reported
- Charitable clients
- 12reported
- Accounts
- 61reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.03 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- William Phillip Jones Jr to CaptrustApr 5, 2019 · Other
- Zachary Sadler to CaptrustApr 5, 2019 · Other
- Andrew Giocchino Marino to CaptrustApr 5, 2019 · Other
- Evan Melcher to CaptrustApr 5, 2019 · Other
Joined, latest
- Evan Melcher from Greenspring Advisors, LLCFeb 11, 2015 · Other
- Andrew Giocchino Marino from Eton Advisors, LPOct 31, 2014 · Other
- Zachary Sadler from Raymond James & Associates, Inc.Oct 31, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Mark Kallis · Chief Compliance Officer, Senior Consultantcontrolsince 02/2019 · owns less than 5%
- Philip Jason Small · Managing Principal, Senior Consultantcontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Radnor, PA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 24, 2026RAUM per account of $80,878,085 against a peer median of $15,985,066 (47 comparable advisers, 100.0th percentile, 4.0 robust deviations)peers: institutional managers, $1B to $5B (47) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 59 to 61Jul 14, 2025 to Mar 24, 2026
- Charity clients · 11 to 12Jul 14, 2025 to Mar 24, 2026
- HNW clients · 15 to 16Jul 14, 2025 to Mar 24, 2026
- Assets in custody · $19.1M to $5.7MJul 14, 2025 to Mar 24, 2026
- Employees · 11 to 10Jul 14, 2025 to Mar 24, 2026
- Discretionary RAUM · $275M to $350MJul 14, 2025 to Mar 24, 2026
- HNW RAUM · $124M to $143MJul 14, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $4.1B to $4.6BJul 14, 2025 to Mar 24, 2026
- Pension RAUM · $1.5B to $1.7BJul 14, 2025 to Mar 24, 2026
- RAUM · $4.4B to $4.9BJul 14, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Jul 14, 2025
- Accounts · 56 to 59Mar 25, 2024 to Mar 27, 2025
- Advisory employees · 8 to 9Mar 25, 2024 to Mar 27, 2025
- HNW clients · 5 to 15Mar 25, 2024 to Mar 27, 2025
- Pension plan clients · 11 to 5Mar 25, 2024 to Mar 27, 2025
- Pooled vehicle clients · 1.0 to unsetMar 25, 2024 to Mar 27, 2025
- Assets in custody · unset to 19093231.0Mar 25, 2024 to Mar 27, 2025
- Employees · 10 to 11Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $301M to $275MMar 25, 2024 to Mar 27, 2025
- HNW RAUM · $94.3M to $124MMar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $4.3B to $4.1BMar 25, 2024 to Mar 27, 2025
- Pension RAUM · $2.4B to $1.5BMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · 175877442.0 to unsetMar 25, 2024 to Mar 27, 2025
- RAUM · $4.6B to $4.4BMar 25, 2024 to Mar 27, 2025
- Accounts · 39 to 56Oct 6, 2023 to Mar 25, 2024
- Advisory employees · 5 to 8Oct 6, 2023 to Mar 25, 2024
- HNW clients · unset to 5.0Oct 6, 2023 to Mar 25, 2024
- Pension plan clients · 8 to 11Oct 6, 2023 to Mar 25, 2024
- Employees · 9 to 10Oct 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $91.2M to $301MOct 6, 2023 to Mar 25, 2024
- HNW RAUM · unset to 94266857.0Oct 6, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $3.3B to $4.3BOct 6, 2023 to Mar 25, 2024
- Pension RAUM · $1.4B to $2.4BOct 6, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $187M to $176MOct 6, 2023 to Mar 25, 2024
- RAUM · $3.4B to $4.6BOct 6, 2023 to Mar 25, 2024
- Advisory activities · 9 to 8Mar 29, 2023 to Oct 6, 2023
- State-registered IARs · 4 to 5Mar 29, 2023 to Oct 6, 2023
- Advisory employees · 6 to 5Mar 29, 2022 to Mar 29, 2023
- Charity clients · 9 to 11Mar 29, 2022 to Mar 29, 2023
- Pension plan clients · 9 to 8Mar 29, 2022 to Mar 29, 2023
Signals
8 dated events
- Fiduciaryvest, Llc reported RAUM $4.6B, up 36% from $3.4B (2023-10-06 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Weeks Harold Small (Partner) no longer on Schedule A of Fiduciaryvest, Llc (listed 2020-03-24, absent 2021-03-18)Mar 18, 2021 · Control person left · inference
- Fiduciaryvest, Llc reported RAUM $4.2B, down 72% from $15.2B (2019-12-18 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Bradley Evan Melcher (Member, Partner) no longer on Schedule A of Fiduciaryvest, Llc (listed 2019-02-07, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Giocchino Andrew Marino (Chief Investment Officer) no longer on Schedule A of Fiduciaryvest, Llc (listed 2019-02-07, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Phillip William Jones Jr. (Managing Member, Managing Partner) no longer on Schedule A of Fiduciaryvest, Llc (listed 2019-02-07, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Carter Zachary Sadler (Member, Partner) no longer on Schedule A of Fiduciaryvest, Llc (listed 2019-02-07, absent 2019-04-05)Apr 5, 2019 · Control person left · inference
- Andrew Mark Kallis (Chief Compliance Officer) appeared on Schedule A of Fiduciaryvest, LlcFeb 7, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FIDUCIARYVEST-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FIDUCIARYVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-446-1270reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026