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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PARADIGM WEALTH ADVISORS, LLC

CRD 117388

DES PERES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:550d40d4-45cd-4f75-99f3-ec01bc129fa7

Data as of Feb 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2012 to Feb 21, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $83.3MItem 5.F on the latest filing (2012-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $79.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 122
Custody, client assets: $3.9M
SEC number: 801-66329
CRD: 117388
Filings on the tape: 1
First filed: Feb 21, 2012
Latest filed: Feb 21, 2012
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REDING, JAMES, TODD	Principal	E	yes	08/1999	Feb 21, 2012	Feb 21, 2012
CHEEK, STACEY, LEIGH	CHIEF COMPLIANCE OFFICER	Na	no	01/2006	Feb 21, 2012	Feb 21, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARADIGM FINANCIAL ADVISORS LLC	n/a	Former SEC adviser	$548M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 21, 2012	$83.3M	$79.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$83.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ PARADIGM FINANCIAL ADVISORS LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (1)

← REDING, JAMES, TODDOwnerPRINCIPAL, ownership code E, individual
Feb 21, 2012 to presentfactForm ADV

Owns (1)

← CHEEK, STACEY, LEIGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV

Registered with (2)

← RYAN E POWERSAdvisorregistration: previous registration
Sep 15, 2011 to Jun 27, 2012factForm ADV
← John Joseph PuricelliAdvisorregistration: previous registration
Oct 17, 2002 to May 26, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:550d40d4-45cd-4f75-99f3-ec01bc129fa7
First observed: Feb 21, 2012
Last observed: Feb 21, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARADIGM WEALTH ADVISORS, LLC

CRD 117388

DES PERES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:550d40d4-45cd-4f75-99f3-ec01bc129fa7

Data as of Feb 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REDING, JAMES, TODD

Principal

yes

08/1999

Feb 21, 2012

CHEEK, STACEY, LEIGH

CHIEF COMPLIANCE OFFICER

01/2006

Feb 21, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARADIGM FINANCIAL ADVISORS LLC

n/a

Former SEC adviser

$548M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 21, 2012

$83.3M

$79.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$83.3M

n/a