R••• E• P•••••

Advisor at K••••••

ST. LOUIS, MO | O'FALLON, IL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••	Independent wealth	Dec 6, 2020	n/a	yes	O'FALLON, IL\|ST. LOUIS, MO	Current employment
P••••••• F•••••••• A••••••• L••	Former SEC adviser	Sep 11, 2012	Jan 4, 2021	no	DES PERES, MO\|DES PERES, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• A••••••• L••	K••••••	Jan 4, 2021	Dec 6, 2020	-29	Firm change	RIA to RIA
P••••••• W••••• A•••••••• L••	P••••••• F•••••••• A••••••• L••	Jun 27, 2012	Sep 11, 2012

Relationships

Registered with (6)

→ K••••••Registered adviserregistration: current employment
Dec 6, 2020 to presentfactForm ADV
→ P••••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 11, 2012 to Jan 4, 2021factForm ADV
→ P••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2011 to Jun 27, 2012factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 31, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.