This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 3, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Jul 3, 2013

First registration

Oct 18, 2022

Dual registered

yes, broker-dealer

Other names

JONATHAN CAPLAN|Jonathan Evan Caplan

IAPD individual key

6120163

• Occurred

  Apr 13, 2026
  Advisor changed firm

  Jonathan Evan Caplan left Citizens Securities, Inc. for Commonwealth Financial Network (registered 2026-04-13)

  Form ADVobserved 4 days ago
• Occurred

  Jan 6, 2025
  Advisor changed firm

  Jonathan Evan Caplan left Commonwealth Financial Network for Citizens Securities, Inc. (registered 2025-01-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5511d36b-5c87-491e-1555-190835b4e66b

First observed

Oct 18, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.