DFX Intelligence

D••••• T••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

D••••• T••• S•••••

Advisor at H•••••••• A•••••••• L••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:55212203-01b1-27b9-190f-08b8d6978bf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jul 25, 2014	n/a	yes	BELLEVUE, WA	Current employment
T••••	Former SEC adviser	Nov 20, 2008	Jan 29, 2015	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••	H•••••••• A•••••••• L••	Jan 29, 2015	Jul 25, 2014	-188	Firm change after gap	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	T••••	Mar 5, 2009	Nov 20, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
144796:145323:WA:2015-01-29	Jan 29, 2015	Jul 25, 2014	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 25, 2014 to presentfactForm ADV
→ T••••Registered adviserregistration: previous registration
Nov 20, 2008 to Jan 29, 2015factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 21, 2007 to Mar 5, 2009factForm ADV
→ T••••••••• W•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55212203-01b1-27b9-190f-08b8d6978bf7
First observed: Oct 3, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.