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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRIAD

TRIAD WEALTH STEWARDSHIP, LLC, CRD 144796

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d53ea344-a197-e3b3-f79c-d780a189c9c8

Data as of Jan 5, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2012 to Jan 5, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $306MItem 5.F on the latest filing (2015-01-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $306M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 3
Accounts: 556
SEC number: 801-70199
CRD: 144796
Filings on the tape: 6
First filed: Mar 14, 2012
Latest filed: Jan 5, 2015
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KNUDSEN, LARRY, LARS	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	10/2007	Mar 14, 2012	Jan 5, 2015
STOBER, DANIEL, TODD	Member	C	yes	12/2007	Mar 14, 2012	Jan 5, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$306M	$306M	9	3	n/a	n/a	n/a
2012	Mar 6, 2013	$250M	$250M	5	2	n/a	n/a	n/a
2011	Mar 14, 2012	$252M	$252M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$306M	$250M	22.6%	n/a	n/a	9	5	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	3	Jan 29, 2015	Jul 28, 2014	BELLEVUE, WA	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← KNUDSEN, LARRY, LARSOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 14, 2012 to presentfactForm ADV
← STOBER, DANIEL, TODDOwnerMEMBER, ownership code C, individual
Mar 14, 2012 to presentfactForm ADV

Registered with (4)

← LARRY LARS KNUDSENAdvisorregistration: previous registration
Nov 15, 2007 to Jan 29, 2015factForm ADV
← DANIEL TODD STOBERAdvisorregistration: previous registration
Nov 20, 2008 to Jan 29, 2015factForm ADV
← RANDALL WILLIAMS-GURIANAdvisorregistration: previous registration
Jan 18, 2013 to Jan 29, 2015factForm ADV
← John Peter SchmickAdvisorregistration: previous registration
Jun 9, 2010 to Apr 28, 2011factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 29, 2015 to Jul 28, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d53ea344-a197-e3b3-f79c-d780a189c9c8
First observed: Mar 14, 2012
Last observed: Jan 5, 2015 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRIAD

TRIAD WEALTH STEWARDSHIP, LLC, CRD 144796

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d53ea344-a197-e3b3-f79c-d780a189c9c8

Data as of Jan 5, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KNUDSEN, LARRY, LARS

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2007

Mar 14, 2012

Jan 5, 2015

STOBER, DANIEL, TODD

Member

yes

12/2007

Mar 14, 2012

Jan 5, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$306M

n/a

2012

Mar 6, 2013

$250M

n/a

2011

Mar 14, 2012

$252M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$306M

$250M

22.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Jan 29, 2015

Jul 28, 2014

BELLEVUE, WA

Firm absorbed

Other

100.0%