DFX Intelligence

L•••• B••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

L•••• B••• M•••••••

Advisor at C••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:552ab977-7900-8291-e795-a4662b711f20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Nov 18, 2022	n/a	yes	DALLAS, TX	Current employment
R•• W••••• A•••••••	Former SEC adviser	Feb 2, 2021	Mar 31, 2023	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• A•••••••	C••••••	Mar 31, 2023	Nov 18, 2022	-133	Bulk transfer	RIA to RIA
L•• F•••••••• C••••••• L••	R•• W••••• A•••••••	Jul 22, 2019	Feb 2, 2021

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ R•• W••••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2021 to Mar 31, 2023factForm ADV
→ L•• F•••••••• C••••••• L••Registered adviserregistration: previous registration
Dec 23, 2008 to Jul 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:552ab977-7900-8291-e795-a4662b711f20
First observed: Dec 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.