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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

ERIC MARTIN RUTH

Advisor at CL WEALTH MANAGEMENT LLC

Livonia, MI | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:552d29dd-ddb9-6d8f-007f-18727824615b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Mar 31, 1995
First registration: Oct 23, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 2466253

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CL WEALTH MANAGEMENT LLC	Independent wealth	Jan 12, 2023	n/a	yes	Livonia, MI\|SCHAUMBURG, IL	Current employment
SB ADVISORY, LLC	Independent wealth	Jan 13, 2021	Jan 11, 2023	no	ATLANTA, GA\|Chesterfield, MI	Previous registration
SB ADVISORY, LLC	Independent wealth	Jan 30, 2015	Dec 31, 2020	no	ATLANTA, GA	Previous registration
FIRST AMERICAN SECURITIES, INC.	n/a	Nov 18, 2013	Feb 2, 2015	no	LIVONIA, MI\|ORRVILLE, OH	Previous registration
MORGAN STANLEY	Wirehouse	Mar 31, 2011	Nov 20, 2013	no	Grand Blanc, MI	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 23, 2007	Apr 8, 2011	no	PLYMOUTH, MI\|WEEHAWKEN, NJ\|FARMINGTON HILL, MI\|FARMINGTON HILLS, MI\|PLYMOUTH, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SB ADVISORY, LLC	CL WEALTH MANAGEMENT LLC	Jan 11, 2023	Jan 12, 2023	1	Firm change	RIA to RIA
FIRST AMERICAN SECURITIES, INC.	SB ADVISORY, LLC	Feb 2, 2015	Jan 30, 2015	-3	Firm change	Other
MORGAN STANLEY	FIRST AMERICAN SECURITIES, INC.	Nov 20, 2013	Nov 18, 2013	-2	Firm change	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Apr 8, 2011	Mar 31, 2011	-8	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 12, 2023 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Jan 13, 2021 to Jan 11, 2023factForm ADV
→ FIRST AMERICAN SECURITIES, INC.Registered adviserregistration: previous registration
Nov 18, 2013 to Feb 2, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 31, 2011 to Nov 20, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 23, 2007 to Apr 8, 2011factForm ADV

Dated events

Occurred
Jan 11, 2023
Advisor changed firm
Eric Martin Ruth left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-01-12)
Form ADVobserved 6 days ago