DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Martin Ruth
Feed of 09/15/2026
At current firm
3 y
since Jan 12, 2023
In the industry
31 y
since Mar 31, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cl Wealth Management LLC independent RIA currentsince Jan 12, 2023 · Livonia, Mi
- Sb Advisory, LLC independent RIAJan 13, 2021 to Jan 11, 2023 · Atlanta, Ga
- Sb Advisory, LLC independent RIAJan 30, 2015 to Dec 31, 2020 · Atlanta, Ga
- First American Securities, Inc. unclassifiedNov 18, 2013 to Feb 2, 2015 · Livonia, Mi
- Morgan Stanley wirehouseMar 31, 2011 to Nov 20, 2013 · Grand Blanc, Mi
- UBS Financial Services Inc. wirehouseOct 23, 2007 to Apr 8, 2011 · Plymouth, Mi
Moves
a registration end followed by a registration begin elsewhere
- Sb Advisory, LLC to Cl Wealth Management LLCleft Jan 11, 2023, registered Jan 12, 2023 (1 days) · RIA to RIA
- First American Securities, Inc. to Sb Advisory, LLCleft Feb 2, 2015, registered Jan 30, 2015 (-3 days) · Other
- Morgan Stanley to First American Securities, Inc.left Nov 20, 2013, registered Nov 18, 2013 (-2 days) · Other
- UBS Financial Services Inc. to Morgan Stanleyleft Apr 8, 2011, registered Mar 31, 2011 (-8 days) · Wirehouse to wirehouse
Signals
- Eric Martin Ruth left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2023-01-12)Jan 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address