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CRD 145039
WEST CALDWELL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEMARCO, KAREN, MARIE | OFFICER/ADMINISTRATIVE MANAGER | Na | yes | 08/2007 | Mar 30, 2012 | Mar 30, 2012 |
| KOSTAKIS, KONSTANTINOS | Shareholder | C | yes | 09/2005 | Mar 30, 2012 | Mar 30, 2012 |
| KOSTAKIS, KONSTANTINOS | OFFICER/INVESTMENT MANAGER | Na | yes | 08/2007 | Mar 30, 2012 | Mar 30, 2012 |
| LEVITT, JEFFREY, ALAN | Shareholder | C | yes | 09/2011 | Mar 30, 2012 | Mar 30, 2012 |
| LEVITT, JEFFREY, ALAN | OFFICER / INVESTMENT MANAGER | Na | yes | 09/2011 | Mar 30, 2012 | Mar 30, 2012 |
| STONEBRIDGE CAPITAL MANAGEMENT | MANAGING MEMBER | E | yes | 08/2007 | Mar 30, 2012 | Mar 30, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STONEBRIDGE FINANCIAL INC | n/a | Former SEC adviser | $198M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $3.8M | $3.8M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $3.8M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |