This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 21, 2018

First registration

Oct 31, 2018

Dual registered

yes, broker-dealer

Other names

Gregory Lemon|Greg Lemon|Gregory Andrew Lemon

IAPD individual key

6687317

• Occurred

  Jun 9, 2025
  Advisor changed firm

  Gregory A Lemon left Kingswood Wealth Advisors, Llc for Ameriprise Financial Services, Llc (registered 2025-10-13)

  Form ADVobserved 6 days ago
• Occurred

  Sep 26, 2024
  Advisor changed firm

  Gregory A Lemon left Ameriprise Financial Services, Llc for Kingswood Wealth Advisors, Llc (registered 2024-10-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:553b54c0-c126-cbde-6e9f-a6e2c0a2c3ad

First observed

Oct 31, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.