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CRD 131625
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••••• T•••••• E•••• | MANAGING MEMBER | E | yes | 03/2004 | Mar 23, 2012 | Apr 13, 2015 |
| S••••••• T•••••• E•••• | MANAGING PARTNER | E | yes | 03/2004 | Mar 23, 2012 | Apr 13, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 20, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $168M | $195M | -13.8% | $90.9M | 22.8% | 3 | 3 | n/a | n/a |
| GENERAL PARTNER |
| Na |
| yes |
| 03/2004 |
| Mar 23, 2012 |
| Apr 13, 2015 |
| Z••• C••••••• A•• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2004 | Mar 23, 2012 | Apr 13, 2015 |
| $168M |
| $44.2M |
| 3 |
| 3 |
| n/a |
| n/a |
| n/a |
| 2013 | Mar 24, 2014 | $195M | $75.2M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $177M | $72.4M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $90.9M | $85.6M | n/a | n/a | n/a | n/a | n/a |