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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

Samir Sinha

Advisor at STAVIS WEALTH TRANSFER SOLUTIONS

HOUSTON, TX

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Search this name across graphsid dfx:ria:2ee5f7c6-cf55-2f73-99f6-3ff9766ef912

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STAVIS WEALTH TRANSFER SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Oct 14, 1997
First registration: May 26, 2004
Dual registered: no
Other names: SAMIR SINHA|SAMIR (NMN) SINHA
IAPD individual key: 2925368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STAVIS WEALTH TRANSFER SOLUTIONS	Independent wealth	Jun 3, 2025	n/a	yes	HOUSTON, TX	Current employment
POST OAK PRIVATE WEALTH ADVISORS	Independent wealth	Jul 22, 2017	Mar 19, 2018	no	HOUSTON, TX	Previous registration
BOK FINANCIAL ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 18, 2013	Feb 24, 2015	no	HOUSTON, TX	Previous registration
GCI INVESTORS	Former SEC adviser	May 15, 2012	Aug 28, 2013	no	HOUSTON, TX	Previous registration
PALANTIR CAPITAL MANAGEMENT, LTD.	Former SEC adviser	Apr 18, 2007	Jan 23, 2009	no	HOUSTON, TX	Previous registration
MOCKINGBIRD HOLDINGS, LLC	n/a	May 26, 2004	Dec 31, 2011	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
POST OAK PRIVATE WEALTH ADVISORS	STAVIS WEALTH TRANSFER SOLUTIONS	Mar 19, 2018	Jun 3, 2025	2,633	Firm change after gap	RIA to RIA
BOK FINANCIAL ASSET MANAGEMENT, INC.	POST OAK PRIVATE WEALTH ADVISORS	Feb 24, 2015	Jul 22, 2017	879	Firm change after gap	Other
GCI INVESTORS	BOK FINANCIAL ASSET MANAGEMENT, INC.	Aug 28, 2013	Sep 18, 2013	21	Firm change	Other
MOCKINGBIRD HOLDINGS, LLC	PALANTIR CAPITAL MANAGEMENT, LTD.	Dec 31, 2011	Apr 18, 2007	-1,718	Firm change after gap	Other
PALANTIR CAPITAL MANAGEMENT, LTD.	GCI INVESTORS	Jan 23, 2009	May 15, 2012	1,208	Firm change after gap	Other

Relationships

Registered with (6)

→ STAVIS WEALTH TRANSFER SOLUTIONSRegistered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ POST OAK PRIVATE WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 22, 2017 to Mar 19, 2018factForm ADV
→ BOK FINANCIAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 18, 2013 to Feb 24, 2015factForm ADV
→ GCI INVESTORSRegistered adviserregistration: previous registration
May 15, 2012 to Aug 28, 2013factForm ADV
→ MOCKINGBIRD HOLDINGS, LLCRegistered adviserregistration: previous registration
May 26, 2004 to Dec 31, 2011factForm ADV
→ PALANTIR CAPITAL MANAGEMENT, LTD.Registered adviserregistration: previous registration
Apr 18, 2007 to Jan 23, 2009factForm ADV

Dated events

No dated event names this entity yet.