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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

KEITH ALAN GOLDEN

Advisor at MUTUAL TRUST ASSET MGMT., INC.

West Palm Beach, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:55561a31-583f-c8e1-2b6c-4e6f57a1aed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL TRUST ASSET MGMT., INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: May 19, 1994
First registration: Oct 31, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2111702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Dec 6, 2024	n/a	yes	West Palm Beach, FL\|TAMPA, FL	Current employment
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Jan 5, 2023	Oct 28, 2024	no	Boynton Beach, FL\|TAMPA, FL	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jul 17, 2009	Dec 31, 2018	no	BOYNTON BEACH, FL	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 25, 2006	Apr 30, 2009	no	BOYNTON BEACH, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 31, 1997	May 18, 2004	no	BOYNTON BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	MUTUAL TRUST ASSET MGMT., INC.	Dec 31, 2018	Jan 5, 2023	1,466	Firm change after gap	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	SUMMIT FINANCIAL GROUP INC	Apr 30, 2009	Jul 17, 2009	78	Firm change	Other
A. G. EDWARDS & SONS, INC.	SAGEPOINT FINANCIAL, INC.	May 18, 2004	Sep 25, 2006	860	Firm change after gap	Other

Relationships

Registered with (4)

→ MUTUAL TRUST ASSET MGMT., INC.Registered adviserregistration: previous registration
Jan 5, 2023 to Oct 28, 2024factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jul 17, 2009 to Dec 31, 2018factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 25, 2006 to Apr 30, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 31, 1997 to May 18, 2004factForm ADV

Dated events

No dated event names this entity yet.