DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Alan Golden
Feed of 09/14/2026
At current firm
1 y
since Dec 6, 2024
In the industry
32 y
since May 19, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Trust Asset Mgmt., Inc. independent RIA currentsince Dec 6, 2024 · West Palm Beach, Fl
- Mutual Trust Asset Mgmt., Inc. independent RIAJan 5, 2023 to Oct 28, 2024 · Boynton Beach, Fl
- Summit Financial Group Inc formerJul 17, 2009 to Dec 31, 2018 · Boynton Beach, Fl
- Sagepoint Financial, Inc. formerSep 25, 2006 to Apr 30, 2009 · Boynton Beach, Fl
- A. G. Edwards & Sons, Inc. unclassifiedOct 31, 1997 to May 18, 2004 · Boynton Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Mutual Trust Asset Mgmt., Inc.left Dec 31, 2018, registered Jan 5, 2023 (1466 days) · Affiliated broker-dealer or bank to independent RIA
- Sagepoint Financial, Inc. to Summit Financial Group Incleft Apr 30, 2009, registered Jul 17, 2009 (78 days) · Other
- A. G. Edwards & Sons, Inc. to Sagepoint Financial, Inc.left May 18, 2004, registered Sep 25, 2006 (860 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address