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RIA / WealthAdvisor19 years in industry

KARL COLBY KHUNS

Advisor at STONE OAK CAPITAL LLC

ROCHESTER, NY

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Search this name across graphsid dfx:ria:555abb4d-d59d-2bb8-7bec-0d99e0184005

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONE OAK CAPITAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 6, 2007
First registration: Jul 9, 2007
Dual registered: no
Other names: Karl-Colby Khuns|Karl C Khuns|Karl Colby Khuns
IAPD individual key: 4845538

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONE OAK CAPITAL LLC	Independent wealth	May 5, 2026	n/a	yes	ROCHESTER, NY	Current employment
ENGLESON & ASSOCIATES	Independent wealth	Oct 22, 2024	May 22, 2026	no	ROCHESTER, NY	Previous registration
BOYD CAPITAL	Independent wealth	Apr 19, 2021	Sep 17, 2024	no	ROCHESTER, NY\|Spencerport, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 13, 2018	Jun 17, 2021	no	ROCHESTER, NY	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Jul 9, 2007	May 16, 2018	no	JERSEY CITY, NJ\|JERSEY CITY, NJ\|HILTON, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ENGLESON & ASSOCIATES	STONE OAK CAPITAL LLC	May 22, 2026	May 5, 2026	-17	Firm change	RIA to new firm
BOYD CAPITAL	ENGLESON & ASSOCIATES	Sep 17, 2024	Oct 22, 2024	35	Firm change	RIA to RIA
LPL FINANCIAL LLC	BOYD CAPITAL	Jun 17, 2021	Apr 19, 2021	-59	Firm change after gap	Ibd to new firm
LORD, ABBETT & CO. LLC	LPL FINANCIAL LLC	May 16, 2018	Nov 13, 2018	181	Firm change	Other

Relationships

Registered with (5)

→ STONE OAK CAPITAL LLCRegistered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ ENGLESON & ASSOCIATESRegistered adviserregistration: previous registration
Oct 22, 2024 to May 22, 2026factForm ADV
→ BOYD CAPITALRegistered adviserregistration: previous registration
Apr 19, 2021 to Sep 17, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 13, 2018 to Jun 17, 2021factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Jul 9, 2007 to May 16, 2018factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
Karl Colby Khuns left Engleson & Associates for Stone Oak Capital Llc (registered 2026-05-05)
Form ADVobserved 5 days ago
Occurred
Sep 17, 2024
Advisor changed firm
Karl Colby Khuns left Boyd Capital for Engleson & Associates (registered 2024-10-22)
Form ADVobserved 5 days ago