RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• C•••• K••••
- S•••• O•• C•••••• L•• independent RIA currentsince May 5, 2026 · Rochester, Ny
- E••••••• • A••••••••• independent RIAOct 22, 2024 to May 22, 2026 · Rochester, Ny
- B••• C•••••• independent RIAApr 19, 2021 to Sep 17, 2024 · Rochester, Ny
- L•• F•••••••• L•• BD affiliatedNov 13, 2018 to Jun 17, 2021 · Rochester, Ny
- L•••• A••••• • C•• L•• asset managerJul 9, 2007 to May 16, 2018 · Jersey City, Nj
- E••••••• • A••••••••• to S•••• O•• C•••••• L••left May 22, 2026, registered May 5, 2026 (-17 days) · RIA to a newly registered adviser
- B••• C•••••• to E••••••• • A•••••••••left Sep 17, 2024, registered Oct 22, 2024 (35 days) · RIA to RIA
- L•• F•••••••• L•• to B••• C••••••left Jun 17, 2021, registered Apr 19, 2021 (-59 days) · Affiliated broker-dealer or bank to a newly registered adviser
- L•••• A••••• • C•• L•• to L•• F•••••••• L••left May 16, 2018, registered Nov 13, 2018 (181 days) · Other
- K••• C•••• K•••• left E••••••• • A••••••••• for S•••• O•• C•••••• L•• (registered 2026-05-05)May 22, 2026 · Advisor changed firm · fact
- K••• C•••• K•••• left B••• C•••••• for E••••••• • A••••••••• (registered 2024-10-22)Sep 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address