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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 19, 2021 | n/a | yes | Jacksonville, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 3, 2013 | Feb 1, 2021 | no | Ponte Vedra Beach, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Sep 3, 2013 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 20, 2001 | Jul 1, 2003 | no | JACKSON VILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 1, 2021 | Feb 19, 2021 | 18 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 3, 2013 | Sep 3, 2013 | 0 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:FL:2021-02-01 | Feb 1, 2021 | Feb 19, 2021 | PONTE VEDRA BEACH, FL | Firm change |