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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

SCOT ARTHUR REGNER

Advisor at BLUE HORIZON EQUITY, INC.

PONTE VEDRA, FL | PITTSFORD, NY

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Search this name across graphsid dfx:ria:5572d857-c69f-e30d-6264-67ba80f741aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 19, 1985 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUE HORIZON EQUITY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 14, 1996
First registration: May 19, 1985
Dual registered: yes, broker-dealer
Other names: SCOT A REGNER
IAPD individual key: 717065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUE HORIZON EQUITY, INC.	Independent wealth	Jun 30, 2026	n/a	yes	PITTSFORD, NY\|PONTE VEDRA, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Jun 25, 2026	no	Ponte Vedra Beach, FL\|Ponte Vedra Beach, FL\|Ponte Vedra Beach, FL\|Jacksonville Beach, FL\|SCOTTSDALE, AZ	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Feb 19, 2024	Oct 11, 2024	no	Jacksonville Beach, FL\|HOLBROOK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 19, 1985	Feb 27, 2024	no	JACKSONVILLE, FL\|JACKSONVILLE BEACH, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BLUE HORIZON EQUITY, INC.	Jun 25, 2026	Jun 30, 2026	5	Firm change	Ibd to new firm
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Feb 27, 2024	Feb 19, 2024	-8	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ BLUE HORIZON EQUITY, INC.Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jun 25, 2026factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Feb 19, 2024 to Oct 11, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 19, 1985 to Feb 27, 2024factForm ADV

Dated events

Occurred
Jun 25, 2026
Advisor changed firm
Scot Arthur Regner left Osaic Wealth, Inc. for Blue Horizon Equity, Inc. (registered 2026-06-30)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2024
Advisor changed firm
Scot Arthur Regner left Equitable Advisors, Llc for American Portfolios Advisors, Inc (registered 2024-02-19)
Form ADVobserved 4 days ago