DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• A••••• R•••••

B••• H•••••• E•••••• I•••independent RIAPonte Vedra, Fl dual registrantIAPD 717065

Feed of 09/14/2026

Also filed as S••• A R•••••

At current firm

0 y

since Jun 30, 2026

In the industry

45 y

since Oct 1, 1980 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••• H•••••• E•••••• I••• independent RIA current
since Jun 30, 2026 · Pittsford, Ny
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Jun 25, 2026 · Ponte Vedra Beach, Fl
A••••••• P••••••••• A•••••••• I•• former
Feb 19, 2024 to Oct 11, 2024 · Jacksonville Beach, Fl
E•••••••• A•••••••• L•• national BD
May 19, 1985 to Feb 27, 2024 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to B••• H•••••• E•••••• I•••
left Jun 25, 2026, registered Jun 30, 2026 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to A••••••• P••••••••• A•••••••• I••
left Feb 27, 2024, registered Feb 19, 2024 (-8 days) · Affiliated broker-dealer or bank to another

Signals

S••• A••••• R••••• left O•••• W•••••• I••• for B••• H•••••• E•••••• I••• (registered 2026-06-30)
Jun 25, 2026 · Advisor changed firm · fact
S••• A••••• R••••• left E•••••••• A•••••••• L•• for A••••••• P••••••••• A•••••••• I•• (registered 2024-02-19)
Feb 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address