DFX Intelligence

J••• E• A•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••• E• A•••• C•••••••

Advisor at I•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:5574a3de-1f64-1ac3-0895-58a341288862

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Aug 13, 2025	n/a	yes	DALLAS, TX\|Urbandale, IA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	May 23, 2024	n/a	yes	Urbandale, IA\|URBANDALE, IA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	I•••••••• A•••••••• L••	Dec 7, 2023	May 23, 2024	168	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 15, 2019 to Dec 7, 2023factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5574a3de-1f64-1ac3-0895-58a341288862
First observed: Nov 15, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.