DFX Intelligence

R••••• B•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

R••••• B•••• S•••••••

Advisor at C••••• P••••••• L••

DENVER, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:55792d5a-e902-7112-66f1-925983ce9241

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Oct 1, 2024	n/a	yes	DENVER, CO\|NEW YORK, NY	Current employment
J••••••• W••••• M•••••••••	Former SEC adviser	Oct 17, 2008	Oct 22, 2024	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••••• W••••• M•••••••••	C••••• P••••••• L••	Oct 22, 2024	Oct 1, 2024	-21	Firm change	RIA to RIA
A••••• A•• P••••••• S•••••••	J••••••• W••••• M•••••••••	Sep 4, 2008	Oct 17, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
107156:151559:CO:2024-10-22	Oct 22, 2024	Oct 1, 2024	DENVER, CO	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ J••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 17, 2008 to Oct 22, 2024factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 30, 2005 to Sep 4, 2008factForm ADV

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55792d5a-e902-7112-66f1-925983ce9241
First observed: Jun 30, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.