This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIGROUP GLOBAL MARKETS INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 3, 2024

First registration

Apr 4, 2024

Dual registered

yes, broker-dealer

Other names

Kevin Benjamin Rosenthal

IAPD individual key

6652416

• Occurred

  Aug 4, 2025
  Advisor changed firm

  Kevin Rosenthal left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citigroup Global Markets Inc. (registered 2025-08-01)

  Form ADVobserved 5 days ago
• Occurred

  Jul 26, 2024
  Advisor changed firm

  Kevin Rosenthal left Stifel, Nicolaus & Company, Incorporated for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-12-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5588d321-3bd9-2ff7-8e6b-f05f2fbd65cb

First observed

Apr 4, 2024

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.