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D•••••• R•• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D•••••• R•• N•••••

Advisor at C••••••••• W••••• A••••••• L••

COPPELL, TX | PHOENIX, AZ

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Search this name across graphsid dfx:ria:5590e5f7-0b73-4613-daec-0e428d9b14a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A••••••• L••	Independent wealth	Apr 28, 2021	n/a	yes	PHOENIX, AZ\|COPPELL, TX	Current employment
F•••• A•••••• S••••••••• L••	Independent wealth	Jan 3, 2019	Apr 12, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A•••••• S••••••••• L••	C••••••••• W••••• A••••••• L••	Apr 12, 2021	Apr 28, 2021	16	Firm change	RIA to RIA
L•• F•••••••• I•••	F•••• A•••••• S••••••••• L••	Jan 3, 2019

Relationships

Registered with (6)

→ C••••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 28, 2021 to presentfactForm ADV
→ F•••• A•••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2019 to Apr 12, 2021factForm ADV
→ L•• F•••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2009 to Jan 3, 2019factForm ADV
→ G••••• W••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5590e5f7-0b73-4613-daec-0e428d9b14a3
First observed: Oct 22, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.